On UCD Proposals Submitted to NIH
Use the PHS 398 forms and instructions revised 11/2007 for paper submissions and the SF424(R&R) forms for electronic submissions.
Documents
required, and the order in which they should be submitted:
Face Page* (Form Page 1) relative to, and signed by subrecipient organization's Principal Investigator and Authorized Representative. For NIH electronic submissions, you may route a signed subrecipient template letter to fulfill this requirement. |
Detailed Budget for Initial Budget Period* (Form Page 4) Non-modular applications (paper submission):
Non-modular applications (electronic submission):
Modular applications (electronic and paper submissions):
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Budget for Entire Proposed Period of Support* (Form Page 5) Non-modular applications (paper submissions):
Non-modular applications (electronic submission):
Modular applications (electronic and paper submissions):
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Budget Justification** (use Continuation pages as necessary) |
Checklist* Non-modular applications (paper submissions):
Non-modular applications (electronic submissions):
Modular applications (electronic and paper submissions):
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Biographical Sketches (Biographical Sketch Format Page)
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| Resources (Resources Format Page) relative to the subrecipient organization |
Other Support (Other Support Format Page) Do not submit with the initial application unless specifically requested (e.g., RFA instructions). This information will be requested just-in-time for the release of the award to determine overlap for likely award candidates. When Other Support is requested, submit for Key Personnel only. This information is not required for Other Significant Contributors unless NIH specifically requests it. |
Consortium Letter NIH no longer requires this letter. The subrecipient's signed Face Page (Form Page 1) covers the same assurances and certifications as the separate Statement of Intent to Enter a Consortium Agreement letter. Please note that a consortium letter may not be submitted in lieu of a signed Face Page. The grantee institution, i.e., the prime institution, has the specific responsibility for ensuring that all required assurances are obtained from the subrecipient (e.g., human and animal subject assurances). |
| *Do not submit to NIH with modular grant applications. While NIH does not require submission of these documents, the Grants and Contracts office does. Please submit this information with your internal proposal routing. Budget information does not need to be provided on the official NIH forms but must include the same level of detail as the forms (institutional base salary, effort, fringe benefits, etc.) **For modular grant applications, only the personnel justification will be required by NIH. The remaining information is for internal use only. |
